Director, Global Head of Trader Voice
TD Securities
Managing Director
State Street
Director, Enterprise and Operational Risk Management
South State
Independent Contributor
Director, Communications Surveillance
RBC
Senior Vice President - Co-Deputy CAE and Head of Financial Risk Audit
Director, Transformation
BNY
Executive Director, Strategic & Growth Office
JPMorgan Chase
Head of Compliance Transformation and Remediation
Barclays
Managing Director, Global Head of Compliance Governance and Regulatory Change
Managing Director, Head of Third Party Services
Mizuho
Director, Compliance Tech Solutions
Director, Global Head of Trade Surveillance & Compliance Technology
Deutsche Bank
Executive Director, Executive Director, Compliance Information Controls Group
Morgan Stanley
Risk Management Commercial Executive
KeyBank
Managing Director, Head of Coporate and Investment Bank Compliance, Americas
Managing Director, Risk Chief Controls Officer and LRR Risk Oversight
Director, Strategy, Risk, Governance and Execution Director
Chief Audit Executive
Flagstar Bank
Director, Professional Practices
First Financial Bank
Managing Director, Chief Audit Executive
Bank of China
Director, Global Head Of Market Surveillance Advisory
Executive Director, Head of Global Surveillance
Wells Fargo
Director, Internal Controls
Scotiabank
Director, Compliance & Operational Risk, Surveillance Strategy
Bank of America
Regional Information Security Risk Officer - Europe and Americas
Standard Chartered Bank
Managing Director, Head of Operational Resilience
PGIM
Global ISG Coverage Lead, Operational Risk
Executive Director, Global Head of CCOR Resiliency Risk Oversight
CRO
Enterprise Bank
Senior Director, Technology Risk Management
Capital One
Managing Director, Head of Operational Risk Americas
Senior Compliance Manager
Executive Director, US Compliance Advisory
Natixis
Executive Director, Risk and Compliance
Head of Surveillance and Employee Compliance Data Science
Citigroup
Executive Director - Global Head of Horizontal Risk Management
SVP, ERM and Governance
Bank United
Managing Director, Head of Business Controls
Guggenheim Partners
Director, First Line of Defence
Fifth Third
Senior Director, Methodologies and Practices, Technology Risk Management
Head of Risk and Controls, Treasury
Managing Director, In Business Control Head
Head of Risk Identification and Appetite, Global Markets
Head of Divisional Controls, New York
National Australia Bank
Director, Business Risk & Control,
Managing Director, Head of Business Risk & Controls
Director, Divisional Data Officer
Director, Clearance and Collateral Management Governance and Control
Managing Director, 1st Line Governance & Control Management
