American Author and Financial Security Consultant
Famous for his memoir “Catch Me If You Can”
Head of Legal & Chief Compliance Officer, Americas
ICBC Standard Bank Group
Managing Director, Member Oversight Department
National Futures Association (NFA)
Managing Director, Head of Strategic Initiatives Group, CIB Control
Wells Fargo
Vice President Client Solutions and Head of Investigations
Solidus Labs
Managing Director, AI Compliance and Data Intelligence
Citigroup
Managing Director & Global Head of Institutional Trade Monitoring, Regulatory Reporting, Supervisory Controls Technology
Morgan Stanley
Managing Director, Chief Data Officer & Head - Reg Oversight, GCOO
Societe Generale
Associate Managing Director, Head of Strategy, Digital Economy
Moody’s Ratings
Head of Financial Crime & Digital Assets Production
XLoD Global
Head of XLoD Global & Americas Event Production
Infopro Digital
Co-Founder
Eventus
Managing Director, Head of Global Markets Compliance and Operational Risk
Bank of America
Global Head of Risk, Compliance & Security GTM
ServiceNow
CEO
VoxSmart
Senior Moderator
CEO & Co-Founder,
EveryoneSocial
Senior Managing Director, Global Head of Business Development
StarCompliance
Managing Director Global Head of Communications Surveillance CIB and CB
Managing Director - Operational Risk
Macquarie
Former Chief Compliance Officer, Citigroup & Senior Moderator
Managing Director, Head of Compliance
ING
Managing Director, Global Markets & Treasury NFRC ex-Japan
MUFG
Managing Director, Head of Operational Risk and Business Continuity & Resiliency
DTCC
Managing Director, Head of Control, Strategy and Innovation, Global Security
JPMorgan Chase
Managing Director, Head of Non-Financial Risk
Mizuho
Managing Director, Global Head of Capital Markets Surveillance
RBC Capital Markets
Director, Product and Governance Strategy
Shield
Managing Director, Swap Dealer Compliance
Goldman Sachs
Managing Director, Global Head of Surveillance
TD Securities
Managing Director, Head of Advisory Compliance, US Wholesale entities
Managing Director, Head of Operational Risk, Americas
Deutsche Bank
Managing Director, Capital Markets Supervision
BMO Capital Markets
Principal
RSM
Managing Director, Chief Controls Officer for The Americas, Investment Bank And IHC
Barclays
Senior Vice President, Co-Deputy Head of Audit
State Street
CEO & Founder
Insightful Technology
Managing Director, US Head of Business Unit Risk Management
Scotiabank
Managing Director, Head of Operational Resilience
Director
CRO
1GlOBAL
Managing Director - Head Capital Markets Operational Non-Financial Risk
BMO
Former Managing Director, Global Head of Surveillance, TD Securities & Senior Moderator
Global Lead, Risk
Accenture
Chief Operating Officer, Banking & International
Managing Director, 1st Line Operational Risk & Resilience
Managing Director, Global Head, Compliance and Supervision Technology
TD
Americas Head of Non-financial Risk, Markets and Securities Services
HSBC
Managing Director, Head, Regulatory Engagement & Advocacy Americas
Standard Chartered Bank
Managing Direcotr, Head of Internal Audit
Chief Risk Officer
Western Alliance
CCO and Industry Advisor – Financial Services, Compliance & Regulatory
ProofPoint
Managing Director, Global Head of Surveillance, Employee Compliance, Licensing
Managing Director, U.S. Head of Surveillance
Managing Director, Head of Regulatory Affairs, Combined US Operations
Natixis
Managing Director, Head of Supervision
Cantor Fitzgerald
General Manager, Compliance
NICE Actimize
Chief Regulatory Officer
FINRA
Managing Director, Trading Compliance and Surveillance
Canaccord Genuity
U.S. Head of Regulatory Intelligence
Global Relay
Managing Director, Chief Operating Officer, Corporate & Investment Banking
Senior Principal, Product Management
Arctera
Managing Director, Head of Enterprise Non-Financial Risk Programs
managing Direcotr, Chief Compliance Officer
StoneX
Managing Director, Global Head of Trade Surveillance
Managing Director, Technology
Global Cheif Compliance Officer
RBC
Managing Director, Global Markets Chief Control Office
BNY
Managing Director, Head of Governance and Controls, Markets
