American Author and Financial Security Consultant
Famous for his memoir “Catch Me If You Can”
Managing Director, Head of U.S. Surveillance
RBC Capital Markets
Head of Legal & Chief Compliance Officer, Americas
ICBC Standard Bank Group
Managing Director, Member Oversight Department
National Futures Association (NFA)
Managing Director, Head of Strategic Initiatives Group, CIB Control
Wells Fargo
Managing Director, AI Compliance and Data Intelligence
Citigroup
Managing Director & Global Head of Institutional Trade Monitoring, Regulatory Reporting, Supervisory Controls Technology
Morgan Stanley
Managing Director, Chief Data Officer & Head - Reg Oversight, GCOO
Societe Generale
Associate Managing Director, Head of Strategy, Digital Economy
Moody’s Ratings
Head of Financial Crime & Digital Assets Production
XLoD Global
Chief Compliance Officer & Global Head of Compliance
Santander
Head of XLoD Global & Americas Event Production
Infopro Digital
Managing Director – Head of Supervision
Truist
Managing Director, Head of Global Markets Compliance and Operational Risk
Bank of America
Senior Moderator
Managing Director, Global Head of GM Business Controls
Managing Director Global Head of Communications Surveillance CIB and CB
Managing Director - Operational Risk
Macquarie
Former Chief Compliance Officer, Citigroup & Senior Moderator
Managing Director, Head of Compliance
ING
Managing Director, Global Markets & Treasury NFRC ex-Japan
MUFG
Managing Director, Head of Operational Risk and Business Continuity & Resiliency
DTCC
Managing Director, Head of Control, Strategy and Innovation, Global Security
JPMorgan Chase
Managing Director, Head of Non-Financial Risk
Mizuho
Managing Director, Global Head of Capital Markets Surveillance
Senior Vice President, Surveillance and Market Intelligence
FINRA
Managing Director, Swap Dealer Compliance
Goldman Sachs
US Head of CIB Compliance Surveillance
Managing Director, Global Head of Surveillance
TD Securities
Managing Director, Global Head of Regulatory Supervisory Management
Managing Director, Head of Operational Risk, Americas
Deutsche Bank
Managing Director, Capital Markets Supervision
BMO Capital Markets
Managing Director, Chief Controls Officer for The Americas, Investment Bank And IHC
Barclays
Senior Vice President, Co-Deputy Head of Audit
State Street
Managing Director, Front Office Conduct Surveillance
BNP Paribas
Managing Director, Head of Americas Surveillance, Control Room, and Conflicts of Interest
SMBC Group
Managing Director, US Head of Business Unit Risk Management
Scotiabank
Global Head of Risk Technology
Managing Director, Head of Non-Financial Risk Management
SMBC
Managing Director, Head of Operational Resilience
Managing Director, Head of Model Risk Management
Deputy Chief Risk Officer
RBC
Director
Chief Operational Risk Officer and Global Head of Non-Financial Risk Frameworks
Managing Director - Head Capital Markets Operational Non-Financial Risk
BMO
Managing Director, Head of Markets Business Control Management
Former Managing Director, Global Head of Surveillance, TD Securities & Senior Moderator
Head of Surveillance Americas
Marex
Managing Director, Head of Non-Financial Risk Framework
Managing Director, 1st Line Operational Risk & Resilience
Managing Director, Global Head, Compliance and Supervision Technology
TD
Assistant Director - Enforcement Division Market Abuse Unit
U.S. Securities & Exchange Commission (SEC)
Americas Head of Non-financial Risk, Markets and Securities Services
HSBC
Managing Director, Head, Regulatory Engagement & Advocacy Americas
Standard Chartered Bank
Managing Direcotr, Head of Internal Audit
Global Head of Compliance
Investcorp
Chief Risk Officer
Western Alliance
1LoD
Managing Director, Head of Global Control Room (Investment Banking & Global Markets)
Managing Director, Global Head of Surveillance, Employee Compliance, Licensing
Managing Director and US Chief Audit Officer
Managing Director, U.S. Head of Surveillance
managing Director, U.S. Secretary General
Natixis
Managing Director, Head of Supervision
Cantor Fitzgerald
Executive Vice President of Examinations
Head of New York Audit
UniCredit
Senior Conference Producer
Senior Director; Digital Assets Risk Lead
BNY
Managing Director, Chief Operating Officer, Corporate & Investment Banking
Global Head of Trade and Control Room Surveillance
Former Chief Risk & Compliance Officer, BNY & Senior Moderator
Managing Director, Head of Enterprise Non-Financial Risk Programs
managing Direcotr, Chief Compliance Officer
StoneX
Managing Director, Global Head of Trade Surveillance
Managing Director, Technology
Former Managing Director, Head of Operational Risk, Controls and Resilience
Global Chief Compliance Officer
Managing Director, Head of Financial Crime Compliance and Deputy Chief Compliance Officer
Managing Director, Global Markets Chief Control Office
Managing Director, Head of Governance and Controls, Markets
