American Author and Financial Security Consultant
Famous for his memoir “Catch Me If You Can”
Managing Director, Head of U.S. Surveillance
RBC Capital Markets
Head of Legal & Chief Compliance Officer, Americas
ICBC Standard Bank Group
Managing Director, Member Oversight Department
National Futures Association (NFA)
Former Managing Director, Head of Strategic Initiatives Group, CIB Control
Wells Fargo & Independent Contributor
Vice President Client Solutions and Head of Investigations
Solidus Labs
Managing Director, AI Compliance and Data Intelligence
Citigroup
Managing Director & Global Head of Institutional Trade Monitoring, Regulatory Reporting, Supervisory Controls Technology
Morgan Stanley
Managing Director, Chief Data Officer & Head - Reg Oversight, GCOO
Societe Generale
Associate Managing Director, Head of Strategy, Digital Economy
Moody’s Ratings
Head of Financial Crime & Digital Assets Production
XLoD Global
Chief Compliance Officer & Global Head of Compliance
Santander CIB
Head of XLoD Global & Americas Event Production
Infopro Digital
Co-Founder
Eventus
Managing Director – Head of Supervision
Truist
Global Head of Risk, Compliance & Security GTM
ServiceNow
CEO
VoxSmart
Senior Moderator
CEO & Co-Founder,
EveryoneSocial
Managing Director, Global Head of GM Business Controls
Bank of America
Senior Managing Director, Global Head of Business Development
StarCompliance
Managing Director Global Head of Communications Surveillance CIB and CB
Wells Fargo
Managing Director - Operational Risk
Lazard Asset Management
Former Chief Compliance Officer, Citigroup & Senior Moderator
Director, Product Management
Theta Lake
Managing Director, Head of Compliance
ING
Managing Director, Global Markets & Treasury NFRC ex-Japan
MUFG
Managing Director, Head of Operational Risk and Business Continuity & Resiliency
DTCC
Managing Director, Head of Control, Strategy and Innovation, Global Security
JPMorgan Chase
Managing Director, Head of Non-Financial Risk
Mizuho
Senior Vice President, Surveillance and Market Intelligence
FINRA
Chief Revenue Officer
Behavox
Founder & CEO
Umony
Managing Director, Swap Dealer Compliance
Goldman Sachs
US Head of CIB Compliance Surveillance
Santander
Managing Director, Global Head of Surveillance
TD Securities
Managing Director, Global Head of Regulatory Supervisory Management
Managing Director, Head of Operational Risk, Americas
Deutsche Bank
Managing Director, Capital Markets Supervision
BMO Capital Markets
Principal
RSM
Managing Director, Chief Controls Officer for The Americas, Investment Bank And IHC
Barclays
Senior Vice President, Co-Deputy Head of Audit
State Street
Director, Division of Data
Commodity Futures Trading Commission (CFTC)
Managing Director, Front Office Conduct Surveillance
BNP Paribas
CEO & Founder
Insightful Technology
Managing Partner, Promontory Practice Lead
IBM Conulsting
VP, Product Management
Smarsh
Managing Director, Head of Americas Surveillance, Control Room, and Conflicts of Interest
SMBC Group
Managing Director, US Head of Business Unit Risk Management
Scotiabank
Head of RMG, LGG & CEX Technology
Macquarie
Managing Director, Head of Non-Financial Risk Management
SMBC
Chief Customer Intelligence Officer
Managing Director, Head of Model Risk Management
Deputy Chief Risk Officer
RBC
Director
CRO
1GLOBAL
Global Head of Account Management and Customer Success
Chief Operational Risk Officer and Global Head of Non-Financial Risk Frameworks
Managing Director - Head Capital Markets Operational Non-Financial Risk
BMO
Managing Director, Head of Markets Business Control Management
Former Managing Director, Global Head of Surveillance, TD Securities & Senior Moderator
Head of Surveillance Americas
Marex
Global Lead, Risk
Accenture
Managing Director, Head of Non-Financial Risk Framework
Managing Director, 1st Line Operational Risk & Resilience
Managing Director, Global Head, Compliance and Supervision Technology
TD
Founder
Hadrius
Assistant Director - Enforcement Division Market Abuse Unit
U.S. Securities & Exchange Commission (SEC)
Americas Head of Non-financial Risk, Markets and Securities Services
HSBC
Managing Director, Head, Regulatory Engagement & Advocacy Americas
Standard Chartered Bank
Managing Direcotr, Head of Internal Audit
Global Head of Compliance
Investcorp
Chief Risk Officer
Western Alliance
Chief Product Officer
CBO
Shield FC
1LoD
Managing Director, Head of Global Control Room (Investment Banking & Global Markets)
Director, ATS
Arctera
CCO and Industry Advisor – Financial Services, Compliance & Regulatory
Proofpoint
Managing Director, Global Head of Surveillance, Employee Compliance, Licensing
Managing Director and US Chief Audit Officer
Managing Director, U.S. Head of Surveillance
Head of Americas Regulatory Change Management
managing Director, U.S. Secretary General
Natixis
Managing Director, Head of Supervision
Cantor Fitzgerald
Executive Vice President of Examinations
General Manager, Compliance
NICE Actimize
Head of New York Audit
UniCredit
Senior Conference Producer
Managing Director, Trading Compliance and Surveillance
Canaccord Genuity
U.S. Head of Regulatory Intelligence
Global Relay
Senior Director; Digital Assets Risk Lead
BNY
Capital Markets Consulting Leader
PwC
Managing Director, Chief Operating Officer, Corporate & Investment Banking
Global Head of Trade and Control Room Surveillance
Former Chief Risk & Compliance Officer, BNY & Senior Moderator
Senior Principal, Product Management
