Senior Vice President, Head of Business Risk & Controls
BankUnited
Head of Trade Compliance
Capstone Investment Advisors
Director, Trade Floor Supervision
BMO
Executive Director, Corporate and Investment Banking Control
Wells Fargo
Managing Director, Head of Controls Strategy, Framework & Implementation for the Controls Organization
Citigroup
Executive Director, CIB Controls
Wells Fargo Securities
Independent Contributor
Managing Director, 1st Line Governance & Control Management
BNY
Head of AI Governance
Santander
Director, Risk and Controls Management
Siemens
Chief Risk Officer
United Community Bank
Head of US Surveillance
Executive Director, Compliance Information Controls Group
Morgan Stanley
Head of Americas Investment Compliance
Schroders
Managing Director, Global Technology Head of Governance, Risk and Compliance
JPMorgan Chase
Senior Vice President, Co-Deputy Head of Audit
State Street
Global Head Compliance and US Stream Lead, RISK Independent Review and Controls CIB
BNP Paribas
Enterprise Regulatory Obligations Program Director
Scotiabank
Director - 1LoD Control Framework
Director, Enterprise and Operational Risk Management
South State Bank
Managing Director, Head of Regulatory Compliance
Barclays
Director, Internal Controls
Managing Director, Head of Non-Financial Risk Management
SMBC
Director, Business Resiliency
Director, Head of Transaction Monitorign Optimization
BNP paribas
Director, Strategy, Risk, Governance and Execution
Deutsche Bank
Compliance Director - Senior Surveillance Principal
Enterprise Payments Risk
Huntington National Bank
Managing Director, Global Head of Compliance Governance and Regulatory Change
RBC
Director, U.S. Intercompany Regulatory Compliance & Remediation
Managing Director, Corporate Audit
Managing Director, Head of Business Risk & Controls
Mizuho
Head of Divisional Controls, New York
National Australia Bank
Managing Director, Cross-Business Controls & Enablement
RBC CM
Executive Director, Head of Global Surveillance
Executive Director, Strategic & Growth Office
Head of Internal Audit for the Americas
Crédit Agricole
Senior Managing Director, Global Chief Compliance Officer
Cantor Fitzgerald
Director, Global Head of Trader Voice
TD Securities
Head of Cyber, IT and Data Risk - Americas
Société Générale
Executive Director, US Compliance Advisory
Natixis
Senior Vice President, Enterprise Risk Management and Governance
Chief Privacy Officer, Chief Cybersecurity Officer & Deputy Chief Anti-Money Laundering Officer
Combined Canada
Managing Director, Head of Business Controls
Guggenheim Partners
Director, Regulatory and Supervisory Management
Director, Risk Management and Permanent Control
Credit Agricole
Risk and Control Advisory
Block
Director, Global Head Supplier Attack and Disruption (TPRM)
Managing Director, Risk Chief Controls Officer and LRR Risk Oversight
Director, Business Risk & Control,
Global ISG Coverage Lead, Operational Risk
Director, Global Head Of Market Surveillance Advisory
Director - Control Room
Managing Director, Risk
Accenture
Head of Risk and Controls, Treasury
Director, Head of Communications Surveillance (Americas)
UBS
Managing Director, Chief Audit Executive
Bank of China
First Financial Bank
Managing Director, Head of Third Party Services
Managing Director, Head of Coporate and Investment Bank Compliance, Americas
Senior Compliance Manager
Capital One
CUSO Head of Conduct
Chief Compliance Officer
First National Bank of Omaha
Director, Global Foreign Exchange and Commodities Control Officer (Americas)
HSBC
