Chris Ferrara has over 25 years’ experience in the Financial Sector, working in Institutional Compliance Surveillance and Advisory for the last 24+ years. Chris began as an Equities trader and then transitioned to Retail Compliance and then Institutional Compliance. Chris currently manages the US Surveillance team which includes Order/Trade Surveillance and Electronic and Voice Communications Surveillance at Santander US Capital Markets LLC in New York, NY. Chris was previously the US Head of Surveillance at Credit Agricole Securities (USA) Inc. and before that, Nomura Securities International, Inc.
