XLoD Global - New York in numbers

100+

Expert Speakers

550+

Delegates

1

Day of Networking and Benchmarking

75+

Sessions

Where the world's leading financial institutions and regulators come together to discuss the future of non-financial risk and control

XLoD Global - New York is the world’s leading event for 550+ executives managing non-financial risks including Heads of 1st Line Risk & Control, Chief Risk Officers, Chief Compliance Officers, and Heads of Internal Audit at the world’s largest banks.

The event is attended by industry leaders in charge of managing non-financial risk and compliance at the world’s systemically important financial institutions and their regulators. Participant attend to debate the latest emerging risks, regulatory expectations and best practice across topics including regulatory risk, market abuse, employee mis-conduct and their firms culture as well as leveraging technology in automation (RPA), data analytics and ML / AI.
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Keynote Interview With

Doug Hurley

NASA Astronaut and Winner of the Congressional Space Medal of Honor, First SpaceX Crew Dragon Commander, Marine Fighter Pilot & Business Executive


Hear from Doug Hurley, whose role in commanding critical missions exemplified exceptional risk management, resilience, and leadership, leveraging his extensive military, test pilot, and astronaut experience to navigate complex organisations, high-stakes missions, and transformative advancements in aerospace technology. Doug’s experiences illustrate the importance of meticulous planning, continuous training, and the implementation of robust systems to prevent and manage risks in space – all crucial elements for fostering a culture of compliance relevant within financial institutions.
Douglas Hurley

Our 2025 Speakers

John Malitzis

John Malitzis

Managing Director, Global Head of Surveillance

TD Securities

Lindsay Moilanen

Lindsay Moilanen

Assistant Director, Enforcement

U.S. Securities and Exchange Commission (SEC)

Cliffe Allen

Cliffe Allen

Managing Director of Examinations for OTC Derivatives

National Futures Association (NFA)

Niki Fotheringham

Niki Fotheringham

Managing Director, Global Head of Surveillance

Bank of America

Sasha Lewis

Sasha Lewis

Managing Director, Head of Operational Risk, Americas

UBS

Joe Pizzuto

Joe Pizzuto

Chief Auditor

BNY Mellon

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Who is XLoD Global for?

XLoD Global is the world’s largest event dedicated to Managing Directors, Directors and Heads of Functions leading the following non-financial risk functions at financial institutions:
→ 1LoD
COOs and Business Managers (Front Office), Chief Control Officers, Divisional Control Officers, Managing Directors, Directors, Head of: Front Office Risk and Control, Business Unit Risk Management, Business Risk Controls, Supervision, Risk/Risk Assessment, Control Testing, Market Abuse, 1st Line Surveillance Functions, Culture & Conduct
→ 2LoD
Chief Compliance Officers, Chief Risk Officers, Chief Data Officers, CISOs, Managing Directors, Directors, Head of: Compliance, Compliance Testing / Compliance Monitoring, Control Assurance, Compliance Advisory, Risk Technology, Operational Risk, Surveillance / Compliance Surveillance, Market Abuse Surveillance Functions, Governance, Legal, Financial Crime, Regulatory Risk, Resilience Risk, BCP, Third Party Risk Management, Cyber, ESG risk, Data, Data Analytics, Cloud Adoption, Innovation, AI
→ 3LoD
Chief Internal Auditors, Managing Directors, Directors & Heads of Internal Audit, Heads of Financial Crime Internal Audit, Governance and Control Audit, Compliance Audit, Regulatory Audit, Change Audit, Risk Audit, Culture & Behavioural Audit

Come Away With

  • Insights into how the world's leading institutions are overcoming the biggest challenges & risks facing you right now
  • New relationships with global peers and a network of contacts within the world’s systemically important financial institutions and regulators
  • Actionable ideas that can be implemented in your organisation
  • A preview of where regulatory requirements are headed in the future
  • The ability to identify ways to increase efficiency and leverage optimisation within your institution
  • Discoverable ways your institution can take a more intelligent approach to the identification and management of non-financial risk
  • Benchmark your non-financial risk practices against your peers
  • Knowledge by hearing from and interacting with your peers leading the risk and control functions
  • Insights from pre-booked interactive roundtable discussions on the issues that matter to you and gain in depth information on how your peers are tackling them
  • The latest technological and strategic thinking from the leading consultants and technology vendors serving this sector

What Will Be Covered

  • Right-sizing the 1st line
  • Regulatory risk
  • Control automation
  • Supervision
  • Opportunities to digitise controls
  • Culture, conduct and behavioural science
  • Market abuse surveillance
  • Role of the 1st line in identifying misconduct
  • Real time risk identification
  • Evolving risk and control operating models
  • Managing control transformation programmes
  • More effective data management and analytics
  • Improved collaboration with the business and across the 3 lines
  • Building the “Future Fit” internal audit function

XLoD Global will include the most pressing new non-financial risks including:
  • Cyber Risk
  • ESG risk
  • Resilience risk
  • Digital assets risk
EVOLVING NON-FINANCIAL RISK MANAGEMENT ACROSS THE 3 LINES OF DEFENCE TO ADDRESS NEW AND EMERGING RISKS
XLoD Global – New York 2024 brought together industry leaders, practitioners, leading consultants, technology vendors and regulators to discuss the future of the NFR Management and the opportunities for further collaboration across the 3 Lines of Defence.
Read the full Report

Can't make the New York event? Have a look at our other events in the XLoD Global series.

Lody

When & Where

Wednesday 4 June 2025

New York Marriott Marquis, 5th Floor, 1535 Broadway 
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What your industry colleagues think of the XLoD Global Conferences

XLoD Global - New York is a terrific gathering balancing views from regulatory and industry   experts with practical insights and considerations from senior practitioners.
Nick Diieso
Nick Diieso Managing Director, Global Head of Operational Risk - Markets
XLoD Global - New York was well organized, and very well co-ordinated to hear all the various   perspectives and meet people from various areas of the industry (even met   some old colleagues!)
Sasha Lewis
Sasha Lewis Managing Director, Head of Operational Risk, Americas
An outstanding  professional event and forum, extremely informative and prone to a very fruitful exchange of best practices.
Patrick Simonnet
Patrick Simonnet Managing Director, Chief Audit Executive

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