COMPLY

COMPLY

Information

COMPLY empowers financial services firms to build strong, proactive compliance cultures that go beyond regulatory checklists – helping them reduce fines, protect their reputations, retain top talent, and drive business growth. As the leading provider of regulatory compliance technology and consulting expertise, COMPLY supports 5,600+ clients, including investment banks, private equity firms, hedge funds, broker-dealers, and RIAs. By delivering a 360-degree view of compliance across both firm and employee obligations and expert consulting – all from one partner – COMPLY empowers Chief Compliance Officers (CCOs) and their teams with the tools and insights they need to manage risk holistically. With cutting-edge technology, expert advisory services, and a future-ready compliance platform, COMPLY enables firms to navigate complex regulations with confidence while maintaining long-term resilience, operational excellence, and sustainable growth. Learn more at www.comply.com.
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Representatives

John Beck
John Beck
Director of Sales
Chris Ahern
Chris Ahern
Sales Executive
Nicole Del Rosario
Nicole Del Rosario
Senior Consultant