Anthony is a Director serving as Head of E-Communications Surveillance within Surveillance, Monitoring & Testing. He is an E-Communications Surveillance expert with over 20 years experience including voice and E-Communications at both Goldman Sachs and Deutsche Bank. In his previous role as the Americas Communications Surveillance Lead at Deutsche Bank, Anthony was responsible for management of the Americas region surveillance program, inclusive of strategic projects and initiatives related to the voice and e-communications surveillance program. Anthony led implementations across electronic and voice communications surveillance platforms using next generation technologies. Additionally, Anthony led training of first line and second line team members to improve investigation skills and their identification of red flags. Other responsibilities included, coordinating and responding to all regulatory inquiries regarding the firm’s communications surveillance program, assessing all firm applications and communications initiatives for compliance with regulatory retention and surveillance obligations, performing supervisory reviews of alerts for accuracy by surveillance team members and developing new surveillances, as required. Prior to that, Anthony managed the Americas Team of Compliance Officers at Goldman Sachs Group across the Jersey City and Salt Lake City offices with coverage of the Operations, Technology, Finance, Risk, Services, Human Resources, Legal and Audit divisions. Anthony launched an E-Surveillance program for coverage areas, inclusive of proactive email-based controls for higher risk teams to minimize on data leakage events and served as the Program Manager and Working Group Chair of the firm’s Regulatory Voice Recording Program. Anthony led conduct related investigations and also managed Compliance Division’s efforts to ensure compliance with the new GDPR regulation.
