Gigi Szekely

Information

Position

managing Direcotr, Chief Compliance Officer

Company

StoneX

About

Gigi Szekely is a seasoned compliance executive with more than 20 years of experience leading regulatory compliance, risk management, and governance programs across the financial services industry. She currently serves as Managing Director and Head of Americas Regulatory Compliance at StoneX Group Inc., where she oversees compliance for the firm's retail and institutional broker-dealer and registered investment adviser businesses. She also serves as Chief Compliance Officer of StoneX Financial Inc., a leading market-making and institutional trading firm, and chairs the firm's Governance Committee. Prior to joining StoneX, Gigi served as Senior Vice President of Enterprise Risk Management and Chief Compliance Officer at Newport Group, Inc., where she led the organization's enterprise risk management and compliance functions. Before Newport, she was a Managing Director at IMP Consulting, responsible for building and leading the firm's compliance consulting practice serving asset management clients. Earlier in her career, Gigi spent more than a decade at Eaton Vance Management, where she served as Vice President and Chief Compliance Officer, overseeing mutual fund distribution compliance and reporting directly to the Eaton Vance Funds' Board of Directors. She previously held the role of Chief Compliance Officer for the mutual fund distribution business at Deutsche Asset Management and also served in senior compliance leadership positions at J.P. Morgan. Throughout her career, Gigi has developed deep expertise in broker-dealer regulation, investment adviser compliance, mutual fund governance, market structure, institutional trading, and enterprise risk management. She is an active member of the Security Traders Association of Florida (STAF), and SIFMA, and is a frequent speaker at industry conferences on regulatory, compliance, and governance matters. Gigi holds FINRA Series 7, 24, 63, and 79 licenses. She earned a Bachelor of Arts in Economics from the University of Massachusetts Amherst and an MBA from Simmons University School of Management in Boston.